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#19569 - 3. Criminal Litigation 2023 2024 Custodial And Non Custodial Sentences - BPC Criminal Litigation (formerly BPTC) 2024/2025

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3. CRIMINAL LITIGATION 2023-2024: CUSTODIAL AND NON-CUSTODIAL SENTENCES

Syllabus Area 22: Sentencing Principles

READING REFERENCE KEY POINTS
Purposes of Sentencing and Sentencing Guidelines
  • The Court must have regard to the following purposes of sentencing when sentencing (does not apply to corporate offenders):

    • The punishment of offenders;

    • The reduction of crime;

    • The reform and rehabilitation of offenders;

    • The protection of the public; and

    • The making of reparation by offenders to persons affected by their offence.

  • The Court must have regard to sentencing guidelines, unless it would be contrary in the interests of justice to do so.

  • Once a provisional sentence is arrived at, the Court should take into account all aggravating and mitigating factors. Including taking into account reduction in sentence for assistance to prosecution.

  • The Court must consider the totality guidelines.

  • There is a duty for the Court to give reasons for and explain the effect of the sentence.

Assessment of Seriousness, Reduction in Sentence for a Guilty Plea, Aggravating and Mitigating Factors, the Totality Principle and Prevalence
  • To consider seriousness, the Court must consider:

    • The offender’s culpability; and

    • The harm which the offence caused, was intended to cause or might foreseeably have caused.

  • Reduction for a guilty plea:

    • Maximum reduction at the first stage of proceedings is one-third;

    • After this, it is one quarter; and

    • It is reduced to one tenth on the first day of trial.

  • A guilty plea must be entered voluntarily, if it is not the conviction will be quashed on appeal.

  • Statutory aggravating factors include:

    • Offence committed on bail;

    • Previous convictions;

    • Hostility related to race, religion, disability, sexual orientation, or transgender identity; and

    • Terrorist connections.

  • General aggravating factors do not include lies.

  • The seriousness of an individual case should be judged on its own dimensions of harm and culpability, rather than as part of a collective social harm.

Pre-Sentence Reports, Medical Reports and Victim Personal Statements
  • If the offender is aged 18 or over, the Court must obtain and consider a pre-sentence report, unless in the circumstances it is unnecessary.

  • If an offender is under 18, the Court must obtain and consider a pre-sentence report unless there exists a previous one and it considers it unnecessary.

  • Sentences are not invalidated by the Court failing to obtain the pre-sentence report.

  • Victim personal statements allow the Court to consider the personal impact of the offence, victims are under no obligation to give a statement and and an absence of one does not indicate an absence of harm.

    • They cannot suggest a level of sentence to the judge, but can set out the facts.

  • Where the offender is or appears to have a mental disorder the Court must obtain and consider a medical report. Unless in the circumstances it is unnecessary.

Indications as to Sentence
Responsibilities of the Defence: Responsibilities of the Prosecution: Responsibilities of the Court:

Defence advocate is responsible for seeking an indication and should not do so without signed written authority from their client.

They are personally responsible for ensuring the client understands that:

  1. he or she should not plead guilty unless he or she is guilty,

  2. any sentence indication given by the court remains subject to the entitlement of the A-G (where it arises) to refer an unduly lenient sentence to the Court of Appeal,

  3. any indication given by the court reflects the situation at the time when it is given and if a guilty plea is not tendered in the light of that indication, the indication ceases to have effect, and

  4. any indication which may be given relates only to the matters about which an indication is sought.

Agreed basis should be reduced to writing before an indication is sought.

The Court should never be invited to indicate levels of sentence which depend on possible different pleas.

In the unusual event that the accused is unrepresented, the accused would be entitled to seek a sentence indication of his or her own initiative, but it would be wrong for either the court or prosecuting counsel to take any initiative in this regard that might too readily be interpreted as or subsequently argued to have been improper pressure.

React to the process.

Inquire whether the Court has access to all the evidence relied on by the Prosecution.

Draw attention to minimum or mandatory sentencing requirements, sentencing guidelines, and remind the judge that the entitlement of the A-G to refer any eventual sentencing decision as unduly lenient is not affected.

Counsel should not say anything which may create the impression that the sentence indication has the support or the approval of the Crown.

An indication of sentence should not be given unless it is sought by the accused.

It will normally be sought at the plea and case management hearing following a written application. No less than 7 days notice normally.

Should take place in open court, full recording, both sides represented and in the presence of the accused.

Where the sentence will vary according to plea, the court should only give an indication as to the sentence following a guilty plea. An indication as to sentence following trial may put undue pressure on the accused to plead. The court is also entitled in an appropriate case to remind the defence advocate that the accused is entitled to seek an advance indication of sentence.

The Court can refuse to give an indication with or without reasons. If they refuse, the Defence can request an indication again at a later stage.

The indication is binding on the judge who has given it and any other judge who becomes responsible for the case.

If the accused does not plead guilty, the indication will cease to have effect.

Where appropriate, there must be an agreed, written basis of plea, otherwise the judge should refuse to give an indication

Sentencing in the Crown Court
  • Duties of the Prosecutor:

    • Summarise the facts of the offence;

    • Should adopt a neutral attitude at the sentencing stage;

    • Can only provide evidence of the impact of the victim if it accords with the relevant guidelines;

    • Where there is a possibility of an ancillary order in conjunction with the main sentence, counsel will have to address this;

    • General duty to avoid appealable error; and

    • In some cases, counsel will prepare a ‘plea and sentence document’ which identifies the aggravating and mitigating factors of the offence and the relevant provisions and sentencing guidelines.

  • If there is a dispute in the facts of how the offence was committed, albeit the offender is clearly guilty on either version, the court may give directions for determining the facts on the basis of which the sentence must be passed. Where there is a sharp divergence on facts, there may be a Newton hearing.

    • The defence must raise the issue in written form, where the Court does not accept this they must make this clear orally before proceeding to sentence;

    • Prosecution counsel are under a duty to alert the court to the potential need to resolve a factual issue that may affect the appropriate sentence

    • The judge is entitled to require a Newton hearing if it appears necessary to establish a true and proper basis for sentence.

      • Where the impact is minimal, a Newton hearing is unnecessary.

  • Newton Hearing:

    • Burden of proof: beyond reasonable doubt that their version of events is the correct one.

    • Evidence: the parties can call evidence and witnesses.

    • Prosecution are required to participate, defence are not.

Sentencing Procedure in the Magistrates’ Courts
  • Mags may adjourn before sentencing, the max period for adjournment is:

    • 4 weeks if the offender is on bail; and

    • 3 weeks if the offender is in custody.

  • An accused who pleads guilty but wants to be sentenced on a different basis to the facts put forward by the prosecution must set out that basis in writing (identifying exactly what is in dispute). The court may invite the parties to make representations about whether the dispute is material to sentence. If the court decides it is a material dispute, there will be a Newton hearing.

  • The Court must explain the reasons for deciding their sentence.

  • The maximum sentence for summarily tried either-way offences is 12 months’ imprisonment and/or a fine of any amount.

  • The maximum sentence for summary offences is 6 months’ imprisonment.

Committals for Sentence
  • Where the Mags Court has convicted an offender (or they plead guilty) of one or more either way offence and it takes the view that its sentencing powers are inadequate, it can commit the offender to the Crown Court to be sentenced.

Syllabus Area 23: Non-Custodial Sentences

READING REFERENCE KEY POINTS
Absolute and Conditional Discharges

Absolute Discharge

  • Where the offender is convicted and the offence is not one with mandatory sentence requirements the Court may make an order for absolute discharge (whatever the age of the offender or offence committed). It will have regard to the nature of the offence and the character of the offender.

  • It cannot be combined with a punitive measure.

Conditional Discharge

  • The discharge is conditional on the offender committing no further offence during the period of conditional discharge.

  • Where the offender is convicted and the offence is not one with mandatory sentence requirements the Court may make an order for conditional discharge (whatever the age of the offender or offence committed). It will have regard to the nature of the offence and the...

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