Hotson v E Berkshire HA [1987] AC 750
House of Lords
Facts
H fell out a tree, injuring his leg. When he went to hospital, the doctor negligently failed to diagnose the problem correctly, with the result that H had to have his leg amputated. Had H had prompt treatment, he would have had a 25% chance of saving the leg, but still a 75% chance of losing it.
Issue
Loss of chance
Held Lord Bridge
The failure of the blood supply to the epiphysis which caused the avascular necrosis could itself only have been caused in one of two ways:
either the injury sustained in the fall caused the rupture of such a high proportion
or the blood vessels remaining intact were sufficient to keep the epiphysis alive
but were subsequently occluded by pressure within the joint caused by haematoma
In some cases, perhaps particularly medical negligence cases, causation may be so shrouded in mystery that the court can only measure statistical chances.
On the evidence there was a clear conflict as to what had caused the avascular necrosis.
The authority's evidence was that the sole cause was the original traumatic injury to the hip.
The plaintiff's evidence, at its highest, was that the delay in treatment was a material contributory cause.
This was a conflict, like any other about some relevant past event, which the judge could not avoid resolving on a balance of probabilities.
Unless the plaintiff proved on a balance of probabilities that the delayed treatment was at least a material contributory cause of the avascular necrosis he failed on the issue of causation and no question of quantification could arise.
But the judge's findings of fact are unmistakably to the effect that on a balance of probabilities the injury caused by the plaintiff's fall left insufficient blood vessels intact to keep the epiphysis alive.
This amounts to a finding of fact that the fall was the sole cause of the avascular necrosis.
Would it be ever attractive to award for a loss of chance?
There is a superficially attractive analogy between the principle applied in such cases as Chaplin v Hicks
and the principle of awarding damages for the lost chance of avoiding personal injury
or for the lost chance of a better medical result which might have been achieved by prompt diagnosis and correct treatment.
I think there are formidable difficulties in the way of accepting the analogy.
But I do not see this appeal as a suitable occasion for reaching a settled conclusion as to whether the analogy can ever be applied.
As I have said, there was in this case an inescapable issue of causation first to be resolved.
But if C had proved on a balance of probabilities that the authority's negligent failure to diagnose and treat his injury promptly had materially contributed to the development of avascular necrosis,
I know of no principle of English law which would have entitled the authority to a discount from the full measure of damage to reflect the chance that, even given prompt treatment, avascular necrosis might well still have developed
Lord Mackay
what was the plaintiff's condition on being first presented at the hospital? Did he have intact sufficient blood vessels to keep the affected epiphysis alive?
The judge held that it was more probable than not that insufficient vessels had been left intact by the fall to maintain an adequate blood supply to the epiphysis
and he expressed this balance by saying that it was 75 per cent. to 25 per cent
In the circumstances of this case the probable effect of delay in treatment was determined by the state of facts existing when the plaintiff was first presented to the hospital.
It is not, in my opinion, correct to say that on arrival at the hospital he had a 25 per cent. chance of recovery.
If insufficient blood vessels were left intact by the fall he had no prospect of avoiding complete avascular necrosis
whereas if sufficient blood vessels were left intact on the judge's findings no further damage to the blood supply would have resulted if he had been given immediate treatment,
and he would not have suffered the avascular necrosis
As I have said, the fundamental question of fact to be answered in this case related to a point in time before the negligent failure to treat began. It must, therefore, be a matter of past fact
On the other hand, I consider that it would be unwise in the present case to lay it down as a rule that a plaintiff could never succeed by proving loss of a chance in a medical negligence case.
In Herskovits v. Group Health Cooperative of Puget Sound
In this case the claim arose in respect of Mr. H's death. He was seen at Group Health Hospital at a time when he was suffering from a tumour but this was not diagnosed on first examination.
The medical evidence available suggested that at that stage, assuming the tumour was a stage 1 tumour, the chance of survival for more than five years was 39 per cent.
When he was treated later the tumour was a stage 2 tumour and the chance of surviving more than five years was 25 per cent
The court held that it would not dismiss the motion
To decide otherwise would be a blanket release from liability for doctors and hospitals any time there was less than a 50 per cent. chance of survival, regardless of how flagrant the negligence
In the typical tort case, the 'but for' test, requiring proof that damages or death probably would not have occurred 'but for' the negligent conduct of the defendant, is appropriate.
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